Foreign Introducing Futures Brokers (IB)- Introduce business locally in your country through Cannon Trading as a foreign introducing broker. LLC (Futures Commission Merchant) Morgan Stanley Smith Barney LLC (Introducing Broker) Futures Account Documentation Table of Contents. ApexFutures is a NFA Member and CFTC registered futures, forex and options broker offering deeply discounted commission for online futures daytraders. Introducing Broker (IB) Registration. In 2010, the CFTC introduced new registration rules for Introducing Brokers (IBs). Under the Commodities Exchange Act. (a) Each introducing broker must: (1) Open and carry each customer's account with a carrying futures commission merchant on a fully-disclosed basis. Spotware rolls out unique Introducing Broker Program for cTrader. CFTC approves rule to require introducing brokers to. Beta! The text on the eCFR tab represents the unofficial eCFR text at ecfr. 10 Financial reports of futures commission merchants and introducing brokers. Sometimes, it is best to work with another experienced Introducing Broker as an apprentice before starting your own business. There is always a risk in a new business. Compliance examination in accordance with CFTC/NFA rules. Guidance during an NFA/CFTC audit. Preparation of compliance/procedures. Futures Compliance can provide CFTC and NFA registration services for those organizations wishing to act as introducing brokers or managers of. Commodity Futures Trading Commission’s (CFTC) Market Risk Advisory Committee (MRAC) will hold a public meeting. DANA’s Introducing Broker Program is a great opportunity for both individuals and organizations to receive. Commission Notice: Order Granting Temporary Exemption of Certain Futures Commission Merchants and Introducing Brokers from the Registration Requirements of Section 15. An independent Introducing Broker (IIB). According to the Commodity Exchange Act and Commodity Futures Trading Commission. Introducing Broker (IB) An IB is an individual or organization which solicits or accepts orders to buy or sell futures contracts, options on futures, retail off. Become a GTOptions introducing broker and refer binary options trading accounts to GTOptions or build your own online trading brand with tools from GTOptions. > Compliance > Introducing Brokers (IBs). The business and will continue to be used for such purpose as required by CFTC Regulation. The proposed regulation by the CFTC isn’t only about leverage. It consists of regulations that are a big blow to brokers and to introducing brokers. INTRODUCING BROKERS As a result of this central role, the CEA and CFTC regulations impose upon FCMs, in addition to registration requirements, a host of extensive. Introducing Brokers (IBs) An Introducing Broker (IB) is an individual or organization that solicits or accepts orders to buy or sell futures contracts, forex.

 The Commodity Futures Trading Commission (CFTC) has proposed rule 1. 71 that establishes conflicts of interest requirements for futures commission merchants…. CFTC orders Michigan Introducing Broker fraudster to pay over $7 million. By: a registered Introducing Broker between March 2006 and June. The CFTC has adopted a final rule, The National Introducing Broker Association (NIBA) held its 25th Anniversary Conference on Wednesday, September 14th. The regulatory action comes as the company failed to maintain adequate capital and tried to cover it up New York based independent introducing brokerage iFinix. The Commodity Exchange Act requires all futures commission merchants (FCMs) and introducing brokers (IBs) to register as such, unless they qualify for an exemption, e. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U. NFA strives every day to safeguard market. Full-service compliance programs to assist with CFTC and SEC compliance and to assist with investment adviser, CPO/CTA and Introducing Broker registrations. An Introducing Broker (IB) is a commodity or futures broker. The IB has a relationship with the client and all business is passed to an FCM. CFTC Penalizes Energy Company for Failing to. CFTC Penalizes Energy Company for Failing to Register as. Introducing Broker Expand your clientele base by utilizing the latest technology and trading resources that is offered in the Forex and Futures industry. Minimum net capital requirements for Futures Commission Merchants (FCMs) and Introducing Brokers (IBs). SECURITIES AND EXCHANGE COMMISSION. “introducing broker” have the meanings given in. Commission merchants and introducing brokers file with the CFTC. NIBA meets regularly with the CFTC. NIBA at its website, In the almost 34 years since the Introducing Broker. (NFA) and is a registered introducing broker with the Commodity Futures Trading Commission (CFTC). Novus Investments is a registered alternative investment management firm specializing in managed futures and. "CFTC Extends Registered Futures Association Membership Requirement to Introducing Brokers, Commodity Pool Operators and Commodity Trading Advisors That Use Swaps". Our experience working in the Compliance Department at the National Futures Association (NFA) has allowed us to provide Introducing Brokers with the most. IFX is a trading name of City Index Limited. Our Introducing Brokers (IB) services work with you to help make your business grow and become profitable, without.